• FIS 0523 
Michigan Non-NASD Broker-Dealer renewal

• FIS 0524 
Michigan Issuer-Agent renewal

• FIS 0553 
Personal Balance Sheet

• Registration Exemption for Canadian Broker-Dealers

• R 451.605.2 Class R. Broker-Dealer 

• Form BD 
Uniform Application for Broker-Dealer Registration

• Form BDW 
Uniform Request for Broker-Dealer Withdrawal

• Form U-4 
Uniform Application for Securities Industry Registration or Transfer

• Form U-5 
Uniform Termination Notice for Securities Industry Registration

• FIS 0506 Debt Management Initial Application Packet 
Complete application packet except that applicants must also download and file either form FIS 0508 Surety Bond OR FIS 0509 Deposit of Cash or Securities. Read form instructions for details.

• FIS 0507 Debt Management Renewal Application Packet 
This is the complete renewal application packet for companies that are currently licensed in Michigan.

• FIS 0506 
Application form only (additional forms are required to make application)

• FIS 0507 
Renewal Application form only (additional forms are required complete your renewal filing)

• FIS 0508 
Bond for Licensee

• FIS 0509 
Deposit of Cash or Securities in Lieu of Bond

• FIS 0510 
Application for Consent to Service of Process

• FIS 0511 
Employment List

• FIS 0512 
Business History Form

• FIS 0513 
Affidavit of Character

• FIS 0514 
Financial Statement

• FIS 0515 
Employment Notification

• FIS 0516 
Termination Notification

• FIS 0517 
Alternative Bond in Lieu of Michigan Based Trust Account

• FIS 0550 
Debt Management Fee Processing Card

• Debt Management Examination Study Aid 

• FIS 0590 
Debt Management Complaint Form

• How to File a Complaint 

• FIS 0500 
Complaint Form

• Form ADV Instructions 

• Release No. 93-3-BD 

• FIS 0570 
Consent and Guaranty

• FIS 0569 
Investment Adviser Supplemental Application Form

• Form ADV 
Uniform Application for Investment Adviser Registration

• Form ADV Part II 
Part 2 of the Uniform Application for Investment Adviser Registration

• Form ADV-W
Notice of Withdrawal From Registration as Investment Adviser

• FIS 0501 
Registration Application

• FIS 0560 
Consent to Service of Process

• FIS 0518 
Disclosure Statement Instructions

• FIS 0504 
Escrow Agreement

• FIS 0562 
Corporate Acknowledgment

• FIS 0502 
Occupancy/Sales and Proceeds Report

• NASAA SCOR Issuer's Manual 

• NASAA SCOR - U-7 

• FIS 0554 
Uniform Application to Register Securities (U-1)(SCOR)

• FIS 0555 
Instructions for Uniform Application to Register Securities (U-7)

• FIS 0563 
Securities Escrow Agreement (SCOR)

• FIS 0564 
Application to Register Securities by Notification

• FIS 0565 
Statement Demonstrating Eligibility for Registration by Notification

• FIS 0559 
Securities Sales Report

• FIS 0556 
Information Relative to Not for Profit Church Bond Financing

• FIS 0558 
Escrow Agreement

• FIS 0567 
ULOE Consent & Undertaking

• FIS 0568 
Confidential Report Form

• FIS 0557 
ACE-NET Report Form

• Form NF 
Uniform Investment Company Notice Filing

• Form U-1 
Uniform Application to Register Securities

• Form U-2a 
Uniform Corporate Resolution

• FIS 0530 
Application to Register Securities by Qualification

• FIS 0531 
Prospectus Instructions

• FIS 0532 
Business History

• FIS 0539 
Securities Escrow Agreement

• Overview of CR-Equity

• NASAA Statements of Policy (CR-Equity)

• Commonly Asked Questions (CR-Equity)

• Application form (CR-Equity)

• Regulation A Forms

• Michigan Uniform Limited Offering Exemption Information 

• Midwest Regional Review Forms

• Regulation D

• Form D 
Notice of Sales of Securities Pursuant to Regulation D [SEC 1972 (2-99)]