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| Amendments to the TPA |
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Our office should be notified
in writing immediately within 30 days of any of the following changes:
- Change of mailing
address/change of name. The TPA must report a change of mailing address
in writing within 30 days. If the TPA changes its name, it must report this
in writing and include Amended Articles of Incorporation (or other applicable
documents). There is no charge. A new Certificate of Authority will be created
automatically if a name change occurs.
- Change of person
or address designated to receive service of process.
Notify our office in writing.
- Adoption of any
assumed name/dba, accompanied by a true copy of the dba filing.
- Change in articles
of incorporation or bylaws. Such amendments must be submitted in
writing.
- Change of the
corporate entity or federal identification number. Change of the
corporate entity, such as a merger or re-incorporation, is deemed to be significant.
If new officers, directors, or stockholders of 10% or more result from a merger,
please inform us by having each new individual or entity complete a form FIS
0862. A change of FEIN requires a new FIS
0861 Third Party Administrator Application for Certificate
of Authority, accompanied by new forms and fees for the new entity.
- Change in officers,
directors, or shareholders holding 10% or more of the TPA's stock.
An FIS
0862 Affiliation Statement will be required if one has not already been
filed for the individual(s) or entities.
- Change in status
of the business. For example, if you are going to cease acting as
a TPA, you must inform this office in writing.
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