Browsers that can not handle javascript will not be able to access some features of this site.
Skip Navigation
Department of Energy, Labor & Economic GrowthMichigan.gov, Official Web Site for the State of Michigan
Michigan.gov Home DELEG Home | Sitemap | Contacts | Online Services | Agencies
Printer Friendly Version Printer Friendly   Text Only Version Text Version  Share this page.
How to Withdraw a Non-FINRA or Issuer Securities Agent's Registration


A Form U-5 should be submitted directly to our office.

Within two years from the date of termination, the agent must become registered in Michigan or a state which requires a Series 63 (or Series 66) exam, or the agent will be required to retake the Series 63 exam. At the time of application, Non-FINRA and Issuer Agents should submit evidence of passing the exam or registration in another state.

Michigan Business One Stop
Link to Department and Agencies Web Site Index
Link to Statewide Online Services Index
Link to Statewide Web-based Surveys
Link to RSS feeds available on this site
Related Content
 •  How to Become Registered as a Non-FINRA or Issuer Securities Agent
 •  Once An Agent is Registered as a Non-FINRA or Issuer Securities Agent

Michigan.gov Home | DELEG Home | State Web Sites
Accessibility Policy | Link Policy | Privacy Policy | Security Policy | Michigan News | Michigan.gov Survey

Copyright © 2001-2009 State of Michigan