LARA - Securities

LARA: Michigan Department of Licensing and Regulatory Affairs

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Securities Division

The Securities Division administers the Michigan Uniform Securities Act and the Living Care Disclosure Act, regulating securities offerings, broker-dealers, securities agents, investment advisers, investment adviser representatives and living care facilities. Our office is committed to educating and protecting Michigan investors and consumers while fostering efficient capital formation in Michigan. The Securities Division works closely and cooperatively with federal and state securities agencies, the North American State Administrators Association (NASAA), and self-regulatory organizations (SROs).

Consumers

• Filing a Complaint with OFIR

• Investor Education

• Enforcement

Industry

• Industry Information

Acts, Orders & Rules

• Michigan Uniform Securities Act

• Living Care Disclosure Act

• Transition Orders

• Rules

Bulletins, Orders & Releases

• Bulletins

• General Exemption Orders

• Releases

• Enforcement Orders

Links

• U.S. Securities and Exchange Commission (SEC)

• North American Securities Administrators Association (NASAA)

• Financial Industry Regulatory Authority (FINRA)

• U.S. Commodity Futures Trading Commission

Contact

• Michigan Department of Licensing & Regulatory Affairs
Office of Financial and Insurance Regulation
Securities Division
US Postal Address: PO Box 30701, Lansing, MI 48909-8201
Physical Address: Constitution Hall, 1st Floor North, 525 West Allegan Street, Lansing, MI 48933-1502

Telephone: (517) 241-6345
Fax: (517) 241-6356
Toll-free: (877) 999-6442
E-mail: ofir-sec-info@michigan.gov
Web: www.michigan.gov/ofirsecurities

Please direct all payments to:

OFIR/Securities
US Postal Address: PO Box 30165, Lansing, MI 48909-7724
Physical Address: State Office Secondary Complex, General Office Building, 7150 Harris Dr, Dimondale, MI 48821-5002