Browsers that can not handle javascript will not be able to access some features of this site.
Skip Navigation
LARA: Michigan Department of Licensing and Regulatory AffairsMichigan.gov: Official Web Site for the State of Michigan
Michigan.gov HomeLARA Home | Sitemap | Contacts | Online Services | Agencies
Printer Friendly Version Printer Friendly   Text Only Version Text Version  Share this page.
FINRA Securities Agents

• How to Become Registered as a FINRA Securities Agent

• How to Withdraw a FINRA Securities Agent's Registration

• Once An Agent is Registered as a FINRA Securities Agent


Non-FINRA and Issuer Agents

• How to Become Registered as a Non-FINRA or Issuer Securities Agent

• How to Withdraw a Non-FINRA or Issuer Securities Agent's Registration

• Once An Agent is Registered as a Non-FINRA or Issuer Securities Agent


Uniform Limited Offering Exemption (ULOE) Agents

• How to Become Registered as a ULOE Agent


Quick Links
 •  Contact Us
 •  Public Act 150 of 2003 PDF icon
 •  Securities Bulletins
 •  OFIR Administrative Rules

Michigan.gov Home | LARA Home | State Web Sites | Office of Regulatory Reinvention
Accessibility Policy | Link Policy | Privacy Policy | Security Policy | Michigan News | Michigan.gov Survey


Copyright © 2001-2012 State of Michigan