Browsers that can not handle javascript will not be able to access some features of this site.
Skip Navigation
LARA: Michigan Department of Licensing and Regulatory AffairsMichigan.gov: Official Web Site for the State of Michigan
Michigan.gov HomeLARA Home | Sitemap | Contacts | Online Services | Agencies
Printer Friendly Version Printer Friendly   Text Only Version Text Version  Share this page.
How to Withdraw a Non-FINRA or Issuer Securities Agent's Registration


A Form U-5 should be submitted directly to our office.

Within two years from the date of termination, the agent must become registered in Michigan or a state which requires a Series 63 (or Series 66) exam, or the agent will be required to retake the Series 63 exam. At the time of application, Non-FINRA and Issuer Agents should submit evidence of passing the exam or registration in another state.

Related Content
 •  Once An Agent is Registered as a Non-FINRA or Issuer Securities Agent
 •  How to Become Registered as a Non-FINRA or Issuer Securities Agent

Michigan.gov Home | LARA Home | State Web Sites | Office of Regulatory Reinvention
Accessibility Policy | Link Policy | Privacy Policy | Security Policy | Michigan News | Michigan.gov Survey


Copyright © 2001-2012 State of Michigan