Skip Navigation
LARA: Michigan Department of Licensing and Regulatory AffairsMichigan.gov: Official Web Site for the State of Michigan
Michigan.gov Home
close print view

Non-FINRA and Issuer Securities Agents: Once Registered

  • Amendments: Any amendments to the Form U-4 should be sent directly to the address below.
  • Renewals: A renewal notice is mailed annually in November. The firm should determine which agents to renew, and submit the FIS 0524 Issuer-Agent Renewal and a check in the amount of $65.00 per agent to the State of Michigan on or before December 31st of the current year. Failure to pay the renewal fee by the end of the year will result in the agent's registration being automatically terminated. Late payments will not automatically restore the status of the registration to active, nor will an automatic refund be produced. A late payment may be applied to submission of a new registration upon written request and approval by our office.

Send to:

Michigan Department of Licensing & Regulatory Affairs
Office of Financial and Insurance Regulation
Securities Division

US Postal Address: PO Box 30701, Lansing, MI 48909-8201

Physical Address: Constitution Hall, 1st Floor North, 525 West Allegan Street, Lansing, MI 48933-1502

Please direct all payments to:

OFIR/Securities

US Postal Address: PO Box 30165, Lansing, MI 48909-7724

Physical Address: State Office Secondary Complex, General Office Building, 7150 Harris Dr, Dimondale, MI 48821-5002
Related Content
 •  Investment Company Notice Filing Fees
 •  Form D, Rule 506 Notice Filing Requirements
 •  Non-FINRA and Issuer Securities Agents: Once Registered
 •  FINRA Broker-Dealers: Once Registered
 •  Broker-Dealers
 •  Investment Advisers: How To Register
 •  Investment Advisers
 •  Non-FINRA or Issuer Securities Agents: How To Register
 •  Non-FINRA Broker-Dealers: Once Registered
 •  Investment Adviser Representatives: How To Register
 •  Investment Adviser Representatives: How To Withdraw
 •  Investment Adviser Representatives: Once Registered
 •  Investment Adviser Representatives
 •  Investment Advisers: Once Registered
 •  Investment Advisers: How To Withdraw
 •  Finders & Solicitors
 •  FINRA Securities Agents: How To Register
 •  FINRA Securities Agents: How To Withdraw
 •  FINRA Securities Agents: Once Registered
 •  FINRA Securities Agents: How To Register
QR code

Michigan.gov Home
PoliciesMichigan NewsMichigan.gov Survey


Copyright © 2014 State of Michigan