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Broker-Dealers

Forms

  • FIS 0523
    Michigan Non-FINRA Broker-Dealer Renewal
  • Form BD
    Uniform Application for Broker-Dealer Registration
  • Form BDW
    Uniform Request for Broker-Dealer Withdrawal

Locator

  • FINRA
  • Non-FINRA: Please contact OFIR (877) 999-6442

FINRA

Non-FINRA

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 •  Finders & Solicitors
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 •  Non-FINRA and Issuer Securities Agents: Once Registered
 •  FINRA Securities Agents: Once Registered
 •  FINRA Securities Agents: How To Register
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