Registration By Coordination

Statute Authority

Michigan Uniform Securities Act, Article 3

Rule Authority

New Administrative Rules (PDF) (Effective 7.3.19)

Forms / Documents:

 

Key Points

  • Registration by coordination applies to larger, national or regional interstate securities offerings that are required to register at both the federal and state levels. The registrations are coordinated by simultaneous filings with the SEC, Michigan’s Corporations, Securities & Commercial Licensing Bureau, and other state securities agencies. Federal and state registrations can become effective simultaneously if there are no outstanding deficiencies at the time the SEC declares a registration effective.

 

Coordinated Review Programs

 

 

Contact Us:

Department of Licensing and Regulatory Affairs (LARA)

Corporations, Securities & Commercial Licensing Bureau (CS&CL)

Securities and Audit Division

Address:  PO Box 30018, Lansing, MI 48909

Overnight Mail (FedEx/UPS): 2407 N. Grand River Ave, Lansing, MI 48906

Phone: (517) 335-5237

Fax:  (517) 241-6656

Email: LARA-CSCL-Securities-Audit@michigan.gov