Non-FINRA and Issuer Securities Agents: Once Registered

  • Amendments: Any amendments to the Form U-4 should be sent directly to the address below.
  • Renewals: A renewal notice is mailed annually in November. The firm should determine which agents to renew, and submit the  Issuer-Agent Renewal and a check in the amount of $65.00 per agent to the State of Michigan on or before December 31st of the current year. Failure to pay the renewal fee by the end of the year will result in the agent's registration being automatically terminated. Late payments will not automatically restore the status of the registration to active, nor will an automatic refund be produced. A late payment may be applied to submission of a new registration upon written request and approval by our office.

Send to:

Corporations, Securities and Commercial Licensing Bureau
Securities

Mailing Address:
PO Box 30018
Lansing, MI 48909

Street Address:
(Please note: Mail/Packages should not be sent to this address) 
2501 Woodlake Circle,
Okemos, MI 48864

Overnight Deliveries:
Corporations, Securities& Commercial Licensing
Securities
2407 N. Grand River Ave.
Lansing MI 49006