Protecting Consumers

Agency: Licensing and Regulatory Affairs

One of the major goals of the Corporations, Securities & Commercial Licensing Bureau is to protect consumers through the licensing and regulation of licensees offering services in the following professions, occupations, businesses and services.

Broker-Dealer firms

Carnival amusement


Continuing care communities

Funeral homes and funeral directors

Investment adviser firms

Investment adviser representatives


Prepaid funeral

Private colleges & universities

Professional employer organizations

Professional investigators

Postsecondary schools

Regulation D filings

Securities agents

Security alarm

Security alarm – registration

Security guard

Ski area safety

State Authorization Reciprocity Agreement (SARA)

Taxis, limousines, and transportation network companies

Unarmed combat

Vehicle Protection Product Warrantors