Enforcement

Enforcement

Filing a Complaint with CSCL

Checking on a Company or Individual

• FINRA BrokerCheck
  (Broker-Dealers & Securities Agents)
• SEC Investment Adviser Search
  (Investment Advisers & Investment Adviser Representatives)

Filing a Complaint with Another Agency

• US Securities & Exchange Commission
• FINRA
• US Commodity Futures Trading Commission
• Michigan Attorney General