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Securities Division

The Securities Division administers the Michigan Uniform Securities Act and the Living Care Disclosure Act, regulating securities offerings, broker-dealers, securities agents, investment advisers, investment adviser representatives and living care facilities. Our office is committed to educating and protecting Michigan investors and consumers while fostering efficient capital formation in Michigan. The Securities Division works closely and cooperatively with federal and state securities agencies, the North American State Administrators Association (NASAA), and self-regulatory organizations (SROs).

Consumers

• Issuing and Investing in Securities through Crowdfunding: Frequently Asked Questions

• Filing a Complaint with CSCL

• Enforcement

• Checking on a Company or Individual


Industry

• Industry / Registration Information


Acts, Orders & Rules

• Michigan Uniform Securities Act

• Living Care Disclosure Act

• Transition Orders

• Rules


Bulletins, Orders & Releases

• Enforcement Orders


Links

• U.S. Securities and Exchange Commission (SEC)

• North American Securities Administrators Association (NASAA)

• Financial Industry Regulatory Authority (FINRA)

• U.S. Commodity Futures Trading Commission


Contact

• Michigan Department of Licensing & Regulatory Affairs

Corporations, Securities, & Commercial Licensing Bureau
Securities Division
US Postal Address: PO Box 30701, Lansing, MI 48909-8201
Overnight Deliveries: 7150 Harris Dr., Dimondale, MI 48821-5002
Physical Address: 2501 Woodlake Circle, Okemos, MI 48864
Telephone: (517) 241-6345
Fax: (517) 241-6356
E-mail: bcs-sec-info@michigan.gov
Web: www.michigan.gov/securities

Correspondence containing payments should be sent directly to our payment processing center. Payment will be processed before your correspondence is delivered to the Securities Division. There is no need for duplicate copies. Payments received at any other addres will cause delays in processing.

PAYMENT PROCESSING CENTER ADDRESSES:
CSCL/Securities
US Postal Address: PO Box 30165, Lansing, MI 48909-7724
Physical Address: 7150 Harris Dr, Dimondale, MI 48821-5002
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