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Regulation A+

Regulation A+

The burden of proof for qualifying for an exemption, exception, preemption, or exclusion is on the person claiming the exemption, exception, preemption, or exclusion.

Before offering or selling securities in Michigan, all Regulation A issuers must electronically file an offering statement on Form 1-A through the SEC’s Edgar System. Michigan requires that Regulation A notice filings be submitted through the North American Securities Administrators Association’s (NASAA) electronic filing depository (EFD).  Please do not mail or email a copy of the Form 1-A to the State of Michigan. The Form 1-A must be submitted through EFD and we will be notified.

If you have questions on a Regulation A+ filing, please email LARA-Securities-Product@michigan.gov or call (517) 335-5237.


Statute Authority:

Rule Authority:

 

Contact Us:

Department of Licensing and Regulatory Affairs (LARA)
Corporations, Securities & Commercial Licensing Bureau (CSCL)
Securities and Audit Division
Phone: (517) 335-5237
Email: LARA-CSCL-Securities-Audit@michigan.gov