Skip to main content
Published Enforcement Orders

Published Enforcement Orders

Use the search bar below to search for disciplinary actions by Respondent Name. Alternatively, you can filter your search by month and year to see orders issued within the selected timeframe. 

Please note that you should also search the “Verify a license record” at www.michigan.gov/miclear and review Disciplinary Action Reports for additional disciplinary actions.

If you are researching the background of an investment professional, find additional resources at www.michigan.gov/investoreducation.