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Section 406(2) of the Michigan Uniform Securities Act, PA 551 of 2008 (the Act), indicates that if the information contained in any document previously filed with the CSCL becomes inaccurate or incomplete in any material respect, the Registrant shall promptly file a correcting amendment.
An investment adviser shall, within 30 days of any event requiring an amendment, file electronically with IARD, pursuant to the instructions in the Form ADV, any amendments to the investment adviser's Form ADV. Questions regarding the IARD system should be directed to the IARD Call Center at (240) 386-4848.
Amendments to the investment advisory contract must also be filed within 30 days of a material change. Amendments to the items must be done in hardcopy to the address below with all amendments highlighted in yellow. Failure to do so will result in the amendments being returned. It is strongly encouraged that the Registrant submits all documentation to CSCL by some format requiring signed delivery confirmation. The amendments are effective upon receipt by CSCL. Do not wait for some form of confirmation from CSCL.
Department of Licensing and Regulatory Affairs (LARA)
Corporations, Securities & Commercial Licensing Bureau (CS&CL)
Securities and Audit Division
Address: PO Box 30018, Lansing, MI 48909
Overnight Mail (FedEx/UPS): 2407 N. Grand River Ave, Lansing, MI 48906
Phone: (517) 335-5237
Fax: (517) 763-0039