Non-FINRA or Issuer Securities Agents: How To Withdraw
A Form U-5 should be submitted to the address below.
Within two years from the date of termination, the agent must become registered in Michigan or a state which requires a Series 63 (or Series 66) exam, or the agent will be required to retake the Series 63 exam. At the time of application, Non-FINRA and Issuer Agents should submit evidence of passing the exam or registration in another state.
Corporations, Securities and Commercial Licensing Bureau
PO Box 30018
Lansing, MI 48909
(Please note: Mail/Packages should not be sent to this address)
2501 Woodlake Circle,
Okemos, MI 48864
Corporations, Securities& Commercial Licensing
2407 N. Grand River Ave.
Lansing, MI 49006